Portfolio Services

Portfolio Services

Time Saving, Efficient and Effective

A complete portfolio solution providing streamlined administration, simplified tax reporting and corporate actions management available through the CommSec Adviser Services website.

It's designed to relieve the burden of administering your investment portfolio allowing you and your Adviser to make more informed investment decisions and be in constant touch with your portfolio's performance.

  • For more information or to offer Portfolio Services to your clients, call your BDM or CommSec Adviser Services on
    1800 252 351
    between 8.30am to 6.00pm Monday to Friday

Features & Benefits

Complete Portfolio Administration

Complete portfolio administration

We manage your mail administration, dividend direction and reinvestment & Initial Public Offerings so you don’t have to.
Corporate actions & IPO management

Corporate actions & IPO management

View and act on corporate actions and IPOs quickly and easily through the CommSec Adviser Services website.
Tax and performance reporting

Tax and performance reporting

View a comprehensive range of client tax and performance reports online through CommSec Adviser Services.
Access to diverse investments

Access to diverse investments

Offer a complete investment management choice with access to a wide variety of investment classes.
View accepted investment classes.
  • ASX Equities, Property Trusts, Warrants, Options &
  • Convertable Notes;
  • International Equities;
  • Wholesale Managed Funds;
  • Retail Managed Funds;
  • Listed Trusts;
  • Fixed Interest Securities;
  • Cash Management Account (CMA);
  • Exchange Traded Options;
  • Term Deposits; and
  • Even boutique investments such as art, antiques and other collectables.
Value for money

Value for money

Competitive fees ensure your clients receive value for money. Plus management fees can be offset against income earned on their portfolio.
End-to-end solution

End-to-end solution

Bundle your portfolio solution with one of our online trading packages for a complete advice and execution solution for your clients. Our Transition Services team can even assist you to migrate your clients.

About Portfolio Services

Who is it designed for?

Financial Planning Practices and Stockbroking Firms looking:

  • to hand over the administration of their investment portfolio to an experienced portfolio administrator
  • for a solution to the administrative burden of managing corporate actions for clients
  • for a comprehensive annual tax information to facilitate tax return preparation
  • for a consolidated administration solution for their client equity and option portfolios

Our Portfolio Services are available to clients via their adviser. Clients wanting more information on how the service can help them grow their wealth should contact their adviser.

What features do you receive?

  • Access portfolio information 24 hours a day, 365 days a year through the CommSec Adviser Services website
  • Combine the Portfolio Service with one of our online trading packages for an end-to-end client portfolio management solution
  • Comprehensive reporting
    • Allows advisers and brokers to make better informed client portfolio investment decisions
  • Online corporate actions management
    • View client entitlement notifications online
    • Lodge corporate action instructions and nominate participation electronically
    • Share registry correspondence management
  • Initial Public Offerings
    • View and act on all IPOs
  • Adviser and client logins
    • Give your clients view-only access to view holdings and reports while retaining full control of the portfolio with view and trade permissions
  • Tax parcel management and reporting
    • Our proprietary tax engine manages data at individual tax parcel level and uses ‘minimise gain’ parcel matching to minimise your client’s capital gains tax liability
    • Comprehensive tax reports detailing all investment-related transactions after financial year-end
  • Service fee management
    • Service fees are calculated daily and the client charged on a monthly basis

How do we support you?

Administration of all client investments including:

  • Mail administration service
  • Processing dividends and other income to the cash management trust account
  • Managed fund applications
  • Notification of all corporate actions
  • Processing corporate actions based on your selected options
  • Dividend Reinvestment Plans
  • Initial Public Offering applications

For more information about our Portfolio Services, see the Portfolio Services - Website Guide (PDF).

For Advised Clients

Who can use the CommSec Adviser Services Portfolio Services?

This service can be accessed by anyone who has a relationship with an adviser who is authorised to provide our Portfolio Services. You should ask your adviser if this is a service they provide.

This service can be used for administration of assets such as cash, ASX listed equities, exchange traded options, both retail and wholesale managed funds, fixed interest investments and overseas shares.

You can also save fees if your total funds under management are across multiple portfolios by ‘householding’ the combined value. For example;

You have a share trading account, a separate margin lending account, and a self managed super fund with $67,000, $195,000, and $278,000 invested respectively, making the total net worth of your funds under management $540,000.

The Portfolio Services ‘households’ these accounts and charges you a single charging fee on the total funds under management as opposed to three fees across the three separate portfolios.

For more information about the costs of taking up our Portfolio Services, contact your adviser.

The Portfolio Services Advantage

Better information leads to better results - Accessing key reports when you want allows you and your adviser to be able to make better investment decisions.

Managing your investments so you don’t miss opportunities - Get priority notice of rights issues, buy backs, takeover offers and other capital movements so you and your adviser have more time to decide on how you will act.

Investments remain in your name - Unlike other portfolio offerings that operate on a custodial basis, your assets remain in your name. There is no transfer of ownership.

Seeing the total picture is key to the right investment strategy - Park all your investments in one place. We are one of Australia’s best asset lists including:

  • ASX Equities, Property Trusts, Warrants, Options & Convertible Notes;
  • International Equities;
  • Wholesale Managed Funds;
  • Retail Managed Funds;
  • Listed Trusts;
  • Fixed Interest Securities;
  • Cash Management Account (CMA);
  • Exchange Traded Options;
  • Term Deposits; and
  • Even boutique investments such as art, antiques and other collectables

Annual optimised tax reports can save you money - Save time at the accountant’s with the optimised tax reporting service.

Forms

Account Origination

Form TitleDescription
Client Portfolio Services and Trading Application Form
(PDF 565kb)
Updated: 12/03/2014
Use this form to setup a new client Portfolio Services account, Trading account, or both. Includes the Power of Attorney form, Asset Schedule and Terms and Conditions. This is a fillable pdf.
Portfolio Services Fee Schedule (PDF 54kb)
Updated: 06/03/2014
Contains the fees associated with the Portfolio Service.

Account Administration & Maintenance

Form TitleDescription
New Adviser Form (PDF 58kb)
Updated: 31/03/2014
Complete this form to setup an adviser from your dealer group to be able to offer Portfolio Services to clients.
Important Information (PDF 48kb)
Updated: 11/10/2013
Contains important information about our Portfolio Services.
Privacy Policy (PDF 51kb)
Updated: 11/10/2013
Contains information about how we collect, verify and use customer information.
Client Agreement (Terms and Conditions) (PDF 76kb)
Updated: 10/03/2014
Contains the Terms and Conditions of the Portfolio Services.

Resources

Website Guide
Portfolio Services – Website Guide (PDF 1490kb)
Updated: 03/06/2013

Learn about the different features and benefits of the Portfolio Service and how to use them with our easy to understand User Guide.

Quick Reference Guide

Get up and running with the Portfolio Reporting and Administration service quickly and easily with our Quick Reference Guides.


Portfolio Services – Adviser User Guide (PDF 388kb)
Updated: 03/06/2013

Corporate Actions – User Guide (PDF 3803kb)
Updated: 03/06/2013

Client Brochures

Help your clients understand the features and benefits of the Portfolio Service and how it will help both of you to manage their investment portfolio more effectively.


Portfolio Services Explained Booklet (PDF 360kb)
Updated: 05/06/2013

Client Information Sheet (PDF 302kb)
Updated: 17/05/2013
Fee Calculator
Portfolio Services - Fee Calculator (EXCEL 262kb)
Updated: 13/12/2013

Use this calculator to establish a client’s portfolio administration and adviser service fee.

Guide to Transition Services
Guide to Transition Services (PDF 222kb)
Updated: 26/03/2014

Learn how our dedicated transition team can manage the whole transition process from start to finish.

Frequently Asked Questions

Find the answers to most commonly asked questions about Portfolio services.

Share Trading and Portfolio Administration and Reporting are services provided by Australian Investment Exchange Ltd (AUSIEX) ABN 71 076 515 930 AFSL 241400, a Participant of the ASX Group and Chi-X Australia. AUSIEX is a wholly owned but non-guaranteed subsidiary of the Commonwealth Bank of Australia (CBA) ABN 48 123 123 124 AFSL and Australian credit Licence 234945.